SEC - U.S. Securities and Exchange Commission

Merrill, et al.

October 11, 2018 Admin 0

Litigation Release No. 24313 / October 11, 2018 Securities and Exchange Commission v. Merrill, et al., Case No. RDB-18-2844 (D. Md.) The Securities and Exchange Commission […]

SEC - U.S. Securities and Exchange Commission

Dennis Wayne Hamilton

October 10, 2018 Admin 0

SEC Announces Settlement in Insider Trading Case Against Former Executive Litigation Release No. 24311 / October 10, 2018 Securities and Exchange Commission v. Dennis Wayne […]

SEC - U.S. Securities and Exchange Commission

Lawrence P. Schmidt, Commercial Equity Partners, Ltd, FutureGen Company (d/b/a FutureGen Capital), FGC Distressed Assets Investment #1, LLC; FutureGen Capital DDA CG Fund LLC; FGC Tax Lien Fund #2, LLC; FGC Trading Fund #1 LLC; FGC SPE NO 1 LLC; FGC SPE NO 2 LLC; and FGC CM Note Fund LLC

October 9, 2018 Admin 0

Litigation Release No. 24309 / October 9, 2018 Securities and Exchange Commission v. Lawrence P. Schmidt, Commercial Equity Partners, Ltd, FutureGen Company (d/b/a FutureGen Capital), […]

SEC - U.S. Securities and Exchange Commission
SEC - U.S. Securities and Exchange Commission

Ifitikar Ahmed, et al.

October 3, 2018 Admin 0

Litigation Release No. 24305 / October 3, 2018 Securities and Exchange Commission v. Ifitikar Ahmed, et al., Civil Action No. 3:15-cv-00675-JBA (D.Ct., filed May 6, […]

SEC - U.S. Securities and Exchange Commission

Roger Knox et al.

October 3, 2018 Admin 0

The Securities and Exchange Commission yesterday filed an emergency action and obtained an asset freeze against two individuals and their companies in a scheme that […]