SEC - U.S. Securities and Exchange Commission

Chad Anthony Lewis

August 13, 2018 Admin 0

Litigation Release No. 24233 / August 13, 2018 Securities and Exchange Commission v. Chad Anthony Lewis, No. 18-cv-61869 (S.D. Fla. filed August 13, 2018) On […]

SEC - U.S. Securities and Exchange Commission

John C. Maccoll

August 9, 2018 Admin 0

Litigation Release No. 24230 / August 9, 2018 Securities and Exchange Commission v. John C. Maccoll, No. 2:18-cv-12473-SFC-DRG (E.D. Michigan filed August 9, 2018) The […]

SEC - U.S. Securities and Exchange Commission

Salvadore D. Palermo

August 8, 2018 Admin 0

Litigation Release No. 24229 / August 8, 2018 Securities and Exchange Commission v. Salvadore D. Palermo, No. 18-cv-03747-TCB (N.D.Ga. filed August 6, 2018) On August […]

SEC - U.S. Securities and Exchange Commission

City of Victorville, et al.

August 7, 2018 Admin 0

The U.S. Securities and Exchange Commission has obtained a final judgment against the City of Victorville, California in connection with a $13 million “tax increment” […]

SEC - U.S. Securities and Exchange Commission

Investor Bulletin: Index Funds

August 6, 2018 Admin 0

The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to provide investors basic information about index funds. Note: This bulletin provides […]

SEC - U.S. Securities and Exchange Commission

Fei Yan, et al.

August 3, 2018 Admin 0

Litigation Release No. 24225 / August 3, 2018 Securities and Exchange Commission v. Fei Yan, et al., No. 17-cv-5257 (S.D.N.Y. filed July 12, 2017) The […]

SEC - U.S. Securities and Exchange Commission

Palm House Hotel LLLP, et al.

August 3, 2018 Admin 0

Litigation Release No. 24224 / August 3, 2018 Securities and Exchange Commission v. Palm House Hotel LLLP, et al., No. 9:18-civ-81038 (S.D. Fla. filed August […]