FINRA Promotes Stephanie Dumont to Head Market Regulation and Transparency Services

FINRA

This PRESS RELEASE was originally published on THIS SITE

WASHINGTON—FINRA announced today that it has promoted Stephanie Dumont, formerly Senior Vice President and Director of Capital Markets Policy for FINRA’s Office of General Counsel, to the role of Executive Vice President and Head of Market Regulation and Transparency Services, effective immediately. Dumont will report to President and CEO Robert W. Cook and join FINRA’s Management Committee.

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