Report from FINRA Board of Governors Meeting – March 2021

FINRA

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Board Approves Rulemaking Item and Use of 2020 Fine Monies; Moves Forward With Advanced Analytics Strategic Initiative

WASHINGTON – FINRA’s Board of Governors met on March 3 and 4 for the first time in 2021. During the meeting, the Board approved one rulemaking item and discussed a variety of topics, including the evolution of FINRA’s Member Supervision Department, which recently published the 2021 Report on FINRA’s Examination and Risk Monitoring Program.

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