Report from FINRA Board of Governors Meeting – September 2021


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Board Approves New Maintaining Qualifications Fee;
Reaffirms FINRA’s Financial Guiding Principles

WASHINGTON – FINRA’s Board of Governors met on Sept. 23-24 and approved a proposal to establish a modest fee for individuals who choose to complete continuing education (CE) to remain qualified for up to five years following the termination of the individual’s registration.

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