SEC Establishes Financial Reporting and Accounting Unit in Enforcement Division

SEC Censures OTC Link LLC for Repeated Compliance Failures Related to Regulation SCI

Martin Smith September 22, 2026, 5:15 PM

The Securities and Exchange Commission today censured New York-based broker dealer OTC Link LLC and ordered it to pay a $575,000 civil penalty for longstanding violations of Regulation Systems Compliance and Integrity (SCI).According to the SEC’s settled… Source link

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Martin Smith

Smith is the Editor-in-Chief of USPress.News, STLPress.News, STL.News, St. Louis Restaurant Review, and STL.Directory. He also designs and develops a growing network of news and media websites that automatically aggregate thousands of press releases and news updates each day through RSS feeds for publication and syndication across the network.

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